UBS has named a new head of the field for its Global Wealth Management U.S. business, in part to "broaden" the leadership structure.

Sales of U.S. annuities soared in the fourth quarter of 2025 across most types of products, helping deliver a substantial bump for the full year.

A Financial Industry Regulatory Authority arbitration panel has ordered Fidelity to pay a total of nearly $1.3 million in damages to several investors who suffered losses in structured notes.

Morgan Stanley 's employee loan balance has increased by nearly 12%, according to recent filings with the Securities and Exchange Commission.

JPMorgan Chief Executive Officer Jamie Dimon remained true to form on Monday when asked when he's letting go the reins he's held for two decades, according to news reports.

One of the reasons for the 1.7% drop in the Dow Jones Industrial Average index on Monday was what The Wall Street Journal called "a 7,000-word hypothetical" that zeroes in on investors' fears of ...

Financial advisors aiming to build out their client base may want to put in time networking and building partnerships with other professionals such as certified public accountants, according to a new ...

Merrill Unveils In-House Trading Unit for Ultra Wealthy Clients ...

JPMorgan Chase Chief Executive Officer Jamie Dimon is expected to convince the firm's investors on Monday that raising the firm's annual expenses above $100 billion is justified for the sake of growth ...

Incentive-based compensation and equity are essential elements for registered investment advisory firms aiming to attract and retain talent, according to a new report from Charles Schwab.

Wells Fargo Advisors has recruited a high-producing team of financial advisors from J.P. Morgan, the hiring firm announced on Friday. Janney Montgomery Scott has strengthened its presence in Delaware ...

While few financial advisors do more than "dabble" when it comes to advising retirement plans, most advisors across the board see defined-contribution plan participants as a great source of new wealth ...