Chairman Atkins retreated from the expansive “regulation by enforcement” approach of former SEC Chairman Gary Gensler and ...

On January 16, 2026, the Securities and Exchange Commission (SEC) instituted settled cease‑and‑desist proceedings against Ankit Mahadevia ...

The SEC charged Archer-Daniels-Midland Company and its three former executives with accounting and disclosure fraud.

Fines are more arbitrary than you think, a former SEC and CFTC enforcement attorney and Vanderbilt Law professor say.

SEC charges ADM and former executives for accounting fraud, misleading investors about Nutrition segment performance and ...

When Paul Atkins assumed the role of Chairman of the US Securities and Exchange Commission (SEC) last April, we anticipated a ...

The SEC has agreed to dismiss its enforcement case against Gemini after investors in its defunct lending program recovered ...

Over 93% of SEC cases filed against public companies in the agency’s fiscal year had been initiated under the prior ...

TL Ventures Inc. has settled with the Securities and Exchange Commission (SEC) in a case involving pay-to-play rules for investment advisers. The SEC had alleged that the Philadelphia-area private ...

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Paul Atkins' "Back to Basics" Era Pushes SEC Enforcement to FY2025 Lows Has the SEC quietly taken its foot off the gas? SEC ...

Opinion: Auditors and accountants shouldn’t interpret the SEC’s decline in case volume as a relaxation of standards or equate ...