Proposed modernization of certain investment fund prospectus filing rules would extend lapse date to 24 months. CSA also considering introducing base shelf filing for all investment funds. On January ...

On October 26, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the existing disclosure framework for open-end funds (e.g., mutual funds and exchange-traded funds) intended to ...

THERE ARE A LOT of choices regarding which mutual funds to invest in. Consider that the U.S. has more than 7,400 mutual funds available. It can be overwhelming to choose the one that is best for your ...

Dear fund industry bigwigs, I know you're busy trying to put a bow on a solid performance year so that you can sell it hard in 2007, but I'd hate for the holidays to pass without sending a reminder ...

Read a private equity prospectus closely and you'll quickly learn why PE firms resist public scrutiny like vampires run from sunlight. Private equity firms widely distribute their prospectuses and ...